-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KNrREc+wa/wU1tF4CtUIzobA46VnT53Gs57BY5vu+vTfSlOfxCGm044+ENaVynPW TRs/uxIemF7Cm/ihXfc6AA== 0000902664-04-000886.txt : 20040514 0000902664-04-000886.hdr.sgml : 20040514 20040514163304 ACCESSION NUMBER: 0000902664-04-000886 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040514 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MIRAVANT MEDICAL TECHNOLOGIES CENTRAL INDEX KEY: 0000933745 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 770222872 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-49175 FILM NUMBER: 04808238 BUSINESS ADDRESS: STREET 1: 336 BOLLAY DRIVE CITY: SANTA BARBARA STATE: CA ZIP: 93117 BUSINESS PHONE: 8056859880 MAIL ADDRESS: STREET 1: 336 BOLLAY DRIVE CITY: SANTA BARBARA STATE: CA ZIP: 93117 FORMER COMPANY: FORMER CONFORMED NAME: PDT INC /DE/ DATE OF NAME CHANGE: 19941214 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GLG Partners LP CENTRAL INDEX KEY: 0001289643 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 1 CURZON STREET CITY: LONDON STATE: X0 ZIP: W1J 5HB BUSINESS PHONE: 44 20 7016 7000 MAIL ADDRESS: STREET 1: 1 CURZON STREET CITY: LONDON STATE: X0 ZIP: W1J 5HB SC 13G 1 srz9640463v1.txt GLG PARTNERS LP/GENERAL - 4/23/04 UNITED STATES SECURITIES & EXCHANGE COMMISSION Washington, D.C. 20549 ______________________ SCHEDULE 13G Under the Securities Exchange Act of 1934 Miravant Medical Technologies (Name of Issuer) Common Stock (Title of Class of Securities) 604690107 (CUSIP Number) April 23, 2004 (Date of event which requires filing of this statement) Check the appropriate box to designate the rule pursuant to which this Schedule 13G is filed: [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) ________________ *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for purposes of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 13 Pages CUSIP No. 604690107 13G Page 2 of 13 Pages _______________________________________________________________________ (1) NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS GLG North American Opportunity Fund _______________________________________________________________________ (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP ** (a) [X] (b) [ ] _______________________________________________________________________ (3) SEC USE ONLY _______________________________________________________________________ (4) CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands _______________________________________________________________________ NUMBER OF (5) SOLE VOTING POWER 0 SHARES ________________________________________________________ BENEFICIALLY (6) SHARED VOTING POWER 2,101,500 OWNED BY ________________________________________________________ EACH (7) SOLE DISPOSITIVE POWER 0 REPORTING ________________________________________________________ PERSON WITH (8) SHARED DISPOSITIVE POWER 2,101,500 _______________________________________________________________________ (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,101,500 _______________________________________________________________________ (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ** [ ] _______________________________________________________________________ (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 6.06% _______________________________________________________________________ (12) TYPE OF REPORTING PERSON ** OO _______________________________________________________________________ ** SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 604690107 13G Page 3 of 13 Pages (1) NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS GLG Partners LP _______________________________________________________________________ (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP ** (a) [X] (b) [ ] _______________________________________________________________________ (3) SEC USE ONLY _______________________________________________________________________ (4) CITIZENSHIP OR PLACE OF ORGANIZATION England _______________________________________________________________________ NUMBER OF (5) SOLE VOTING POWER 0 SHARES ________________________________________________________ BENEFICIALLY (6) SHARED VOTING POWER 2,101,500 OWNED BY ________________________________________________________ EACH (7) SOLE DISPOSITIVE POWER 0 REPORTING ________________________________________________________ PERSON WITH (8) SHARED DISPOSITIVE POWER 2,101,500 _______________________________________________________________________ (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,101,500 _______________________________________________________________________ (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ** [ ] _______________________________________________________________________ (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 6.06% _______________________________________________________________________ (12) TYPE OF REPORTING PERSON ** PN _______________________________________________________________________ ** SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 604690107 13G Page 4 of 13 Pages (1) NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS GLG Partners Limited _______________________________________________________________________ (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP ** (a) [X] (b) [ ] _______________________________________________________________________ (3) SEC USE ONLY _______________________________________________________________________ (4) CITIZENSHIP OR PLACE OF ORGANIZATION England _______________________________________________________________________ NUMBER OF (5) SOLE VOTING POWER 0 SHARES ________________________________________________________ BENEFICIALLY (6) SHARED VOTING POWER 2,101,500 OWNED BY ________________________________________________________ EACH (7) SOLE DISPOSITIVE POWER 0 REPORTING ________________________________________________________ PERSON WITH (8) SHARED DISPOSITIVE POWER 2,101,500 _______________________________________________________________________ (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,101,500 _______________________________________________________________________ (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ** [ ] _______________________________________________________________________ (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 6.06% _______________________________________________________________________ (12) TYPE OF REPORTING PERSON ** PN _______________________________________________________________________ ** SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 604690107 13G Page 5 of 13 Pages (1) NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Noam Gottesman _______________________________________________________________________ (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP ** (a) [X] (b) [ ] _______________________________________________________________________ (3) SEC USE ONLY _______________________________________________________________________ (4) CITIZENSHIP OR PLACE OF ORGANIZATION United States _______________________________________________________________________ NUMBER OF (5) SOLE VOTING POWER 0 SHARES ________________________________________________________ BENEFICIALLY (6) SHARED VOTING POWER 2,101,500 OWNED BY ________________________________________________________ EACH (7) SOLE DISPOSITIVE POWER 0 REPORTING ________________________________________________________ PERSON WITH (8) SHARED DISPOSITIVE POWER 2,101,500 _______________________________________________________________________ (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,101,500 _______________________________________________________________________ (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ** [ ] _______________________________________________________________________ (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 6.06% _______________________________________________________________________ (12) TYPE OF REPORTING PERSON ** IN _______________________________________________________________________ ** SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 604690107 13G Page 6 of 13 Pages (1) NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Pierre Lagrange _______________________________________________________________________ (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP ** (a) [X] (b) [ ] _______________________________________________________________________ (3) SEC USE ONLY _______________________________________________________________________ (4) CITIZENSHIP OR PLACE OF ORGANIZATION Belgium _______________________________________________________________________ NUMBER OF (5) SOLE VOTING POWER 0 SHARES ________________________________________________________ BENEFICIALLY (6) SHARED VOTING POWER 2,101,500 OWNED BY ________________________________________________________ EACH (7) SOLE DISPOSITIVE POWER 0 REPORTING ________________________________________________________ PERSON WITH (8) SHARED DISPOSITIVE POWER 2,101,500 _______________________________________________________________________ (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,101,500 _______________________________________________________________________ (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ** [ ] _______________________________________________________________________ (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 6.06% _______________________________________________________________________ (12) TYPE OF REPORTING PERSON ** IN _______________________________________________________________________ ** SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 604690107 13G Page 7 of 13 Pages (1) NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Philippe Jabre _______________________________________________________________________ (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP ** (a) [X] (b) [ ] _______________________________________________________________________ (3) SEC USE ONLY _______________________________________________________________________ (4) CITIZENSHIP OR PLACE OF ORGANIZATION France _______________________________________________________________________ NUMBER OF (5) SOLE VOTING POWER 0 SHARES ________________________________________________________ BENEFICIALLY (6) SHARED VOTING POWER 2,101,500 OWNED BY ________________________________________________________ EACH (7) SOLE DISPOSITIVE POWER 0 REPORTING ________________________________________________________ PERSON WITH (8) SHARED DISPOSITIVE POWER 2,101,500 _______________________________________________________________________ (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,101,500 _______________________________________________________________________ (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ** [ ] _______________________________________________________________________ (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 6.06% _______________________________________________________________________ (12) TYPE OF REPORTING PERSON ** IN _______________________________________________________________________ ** SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 604690107 13G Page 8 of 13 Pages Item 1. (a) Name of Issuer Miravant Medical Technologies, a Delaware corporation (the "Company"). (b) Address of Issuer's Principal Executive Offices 336 Bollay Drive Santa Barbara, California 93117 Item 2(a). Name of Person Filing Item 2(b). Address of Principal Business Office Item 2(c). Citizenship GLG North American Opportunity Fund c/o GLG Partners LP 1 Curzon Street London W1J 5HB England Citizenship: Cayman Islands GLG Partners LP 1 Curzon Street London W1J 5HB England Citizenship: England GLG Partners Limited c/o GLG Partners LP 1 Curzon Street London W1J 5HB England Citizenship: England Noam Gottesman c/o GLG Partners LP 1 Curzon Street London W1J 5HB England Citizenship: United States Pierre Lagrange c/o GLG Partners LP 1 Curzon Street London W1J 5HB England Citizenship: Belgium Philippe Jabre c/o GLG Partners LP 1 Curzon Street London W1J 5HB England Citizenship: France CUSIP No. 604690107 13G Page 9 of 13 Pages Item 2(d) Title of Class of Securities Common Stock, par value $0.01 per share ("Common Stock") Item 2(e) CUSIP Number 604690107 Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a: (a) [ ] Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o). (b) [ ] Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c). (c) [ ] Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c). (d) [ ] Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). (e) [ ] An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); (f) [ ] An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); (g) [ ] A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); (h) [ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) [ ] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(J). If this statement is filed pursuant to Rule 13d-1(c), check this box. [X] Item 4. Ownership Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount beneficially owned: As of the date hereof, each Reporting Person may have been deemed the beneficial owner of 2,101,500 shares of Common Stock owned by GLG North American Opportunity Fund, a Cayman Islands limited liability company (GLG North American). GLG Partners LP, an English limited partnership ("GLG Partners LP"), acts as the investment manager of GLG North American and has voting and dispositive power over the securities held by GLG North American. The general partner of GLG Partners LP is GLG Partners Limited, an English limited company (GLG Partners CUSIP No. 604690107 13G Page 10 of 13 Pages Limited"). The shareholders of GLG Partners Limited are Noam Gottesman, Pierre Lagrange, Jonathan Green, Philippe Jabre and Lehman (Cayman) Limited, a subsidiary of Lehman Brothers Holdings, Inc., a publicly-held entity. GLG Partners LP, GLG Partners Limited, Noam Gottesman, Pierre Lagrange, Jonathan Green, Philippe Jabre and Lehman (Cayman) Limited disclaim beneficial ownership of the securities held by GLG North American, except for their pecuniary interest therein. (b) Percent of class: Approximately 6.06% as of the date hereof. (Based on the Company's Registration Statement on Form S-2 filed on April 22, 2004, there were 30,065,650 shares of Common Stock issued and outstanding as of April 12, 2004. In addition, as indicated in that certain Securities Purchase Agreement (the "Securities Purchase Agreement"), dated as of April 23, 2004, by and between the Company, GLG North American and the other purchasers named therein, which Securities Purchase Agreement is attached as Exhibit 10.1 to the Company's Current Report on Form 8-K filed on April 28, 2004, the Company issued 4,600,000 shares of Common Stock on April 23, 2004 pursuant to the terms of the Securities Purchase Agreement.) (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote 0 (ii) Shared power to vote or to direct the vote 2,101,500 shares of Common Stock. (iii) Sole power to dispose or to direct the disposition of 0 (iv) Shared power to dispose or to direct the disposition of 2,101,500 shares of Common Stock. Item 5. Ownership of Five Percent or Less of a Class Not applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person Not applicable. Item 8. Identification and Classification of Members of the Group See Exhibit I. CUSIP No. 604690107 13G Page 11 of 13 Pages Item 9. Notice of Dissolution of Group Not applicable. Item 10. Certification By signing below each of the undersigned certifies that, to the best of its knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. Exhibits: Exhibit I: Joint Filing Agreement, dated as of May 14, 2004, by and among GLG North American Opportunity Fund, GLG Partners LP, GLG Partners Limited, Noam Gottesman, Pierre Lagrange and Phiippe Jabre. CUSIP No. 604690107 13G Page 12 of 13 Pages SIGNATURES After reasonable inquiry and to the best of its knowledge and belief, each of the undersigned certifies that the information with respect to it set forth in this statement is true, complete, and correct. Dated: May 14, 2004 GLG NORTH AMERICAN OPPORTUNITY FUND GLG PARTNERS LP By: GLG Partners LP, By: GLG Partners Limited, as its Investment Manager as its General Partner By: GLG Partners Limited, as its General Partner /s/ Noam Gottesman /s/ Noam Gottesman - -------------------------- ---------------------------- Name: Noam Gottesman Name: Noam Gottesman Title: Managing Director Title: Managing Director /s/ Victoria Parry /s/ Victoria Parry - -------------------------- ---------------------------- Name: Victoria Parry Name: Victoria Parry Title: Senior Legal Counsel Title: Senior Legal Counsel GLG PARTNERS LIMITED NOAM GOTTESMAN /s/ Noam Gottesman /s/ Noam Gottesman - -------------------------- ---------------------------- Name: Noam Gottesman Title: Managing Director /s/ Victoria Parry - -------------------------- Name: Victoria Parry Title: Senior Legal Counsel PIERRE LAGRANGE PHILIPPE JABRE /s/ Pierre Lagrange /s/ Philippe Jabre - -------------------------- ---------------------------- CUSIP No. 604690107 13G Page 13 of 13 Pages JOINT FILING AGREEMENT This will confirm the agreement by and among the undersigned that the Schedule 13G filed with the Securities and Exchange Commission on or about the date hereof with respect to the beneficial ownership by the undersigned of the Common Stock, $0.01 par value, of Miravant Medical Technologies, a Delaware corporation, is being filed, and all amendments thereto will be filed, on behalf of each of the persons and entities named below in accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended. This Agreement may be executed in two or more counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument. Dated as of May 14, 2004 GLG NORTH AMERICAN OPPORTUNITY FUND GLG PARTNERS LP By: GLG Partners LP, By: GLG Partners Limited, as its Investment Manager as its General Partner By: GLG Partners Limited, as its General Partner /s/ Noam Gottesman /s/ Noam Gottesman - -------------------------- ---------------------------- Name: Noam Gottesman Name: Noam Gottesman Title: Managing Director Title: Managing Director /s/ Victoria Parry /s/ Victoria Parry - -------------------------- ---------------------------- Name: Victoria Parry Name: Victoria Parry Title: Senior Legal Counsel Title: Senior Legal Counsel GLG PARTNERS LIMITED NOAM GOTTESMAN /s/ Noam Gottesman /s/ Noam Gottesman - -------------------------- ---------------------------- Name: Noam Gottesman Title: Managing Director /s/ Victoria Parry - -------------------------- Name: Victoria Parry Title: Senior Legal Counsel PIERRE LAGRANGE PHILIPPE JABRE /s/ Pierre Lagrange /s/ Philippe Jabre - -------------------------- ---------------------------- -----END PRIVACY-ENHANCED MESSAGE-----